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HomeMy WebLinkAboutResolution No. 2001-075 Gneral Oligation Recreational bonds 2001ARESOL NO. W01-75 A RESOLUTION RELATING T $4, 20,000 GENERAL 013I TAX INCREMENT,BONDS, SERIES 001A; AUTHORIZING FIXING THE FORM AND DETAILS,.AND PROIVIDING FOR T1 AND DELIVERY THEREOFAND THE' SECURITY TIE] Issuer: City of Edina, Minnesota Governing Body: City Council Kind, date, time and place of meeting: A regular ineeting held Tuesday, October 16, 2001 at 7:00 o'clock p.m., at th City Hall, Edina, Min Members present: Hovland, Masica and Ma: Members absent: Housh and Kelly Documents Attached: Minutes of said meeting (including): I, the undersigx ed, being the public corporation issuing the bonds referr documents attached hereto, as described abc records of said corporation in my legal cus said documents are a correct and comple governing body of said corporation, and c other actions taken and of all documents aF far as they relate to said bonds; and that sail the time and place and was attended throug call and notice of such meeting given as requ WITNESS my hand officiall October 2001. It was reported ,that 3 s and place designated in the 1 erms of P meeting held on October 16, ,2001, and Issuer's financial advisor on behalf of the Name of Bidder Bid fc (see attached bid tabulation) Member James Hovland then adoption: RESOLUTION RELA' RECREATIONAL FA ATIONGty Of Edina IE SALE, IN aly qualified and acting1 req' ding officer of the to in the title of this certific ate, certify that the have been carefully comlpar d with the original ly, from which they have be n transcribed; that transcript of the minutes of a meeting of the red and complete copies of all resolutions and ov d by the governing l od� at said meeting, so ne ting Was duly held by thE governing body at ,ut by the members indigated above, pursuant to -d by law; as such recording officer t4is 16th day of Debra City Cl rk for the bonds had been I eceived at the time pproved by resolution of the Council at the . in the Official Stat mecirculated by the he bias received wereas''fRows: 11 Interest Rat I et Interest Cost uced Ithe following r�sol>l jtion and moved its $4,620,000 GENERAL OBI IGATION ONDS, SERIES 201 AWARDING City Hall i j (952) 927-8861 4801 WEST 50TH STREET FAX (952) 826-0390 EDINA, MINNESOTA 55424-1394 TDD (952) 826-0379 THE SALE, FIXING THE THE EXECUTION THE BE IT RESOLVED by (the "Issuer'), as folio s: Section 1. Authorization and Sale. 1.01. Authorization and is outstanding its General Obligation Recre tior initially dated as of November 1, 1992 (th "I adopted on September 19, 2001, author' ed Recreational Facility Bonds, ries 2001A ( e " Laws 1961, Chapter 655 (the "Act"), and M' es refund on January 1, 2002 the Prior Bonds ma aggregate $3,035,000 in principal amount (the "R, to the municipal golf and swimming facilities primarily out of the net reve ues (the "Net Revi courses, ice arena, swimming pool and liquor sl out of all or a portion of the Net Revenues th Pr Facility Bonds, Series 1992A of the Issuer, ' 'tia: Bonds') and the General Obligation Refunding E as of May 1, 1999 (the "1999 Bonds"). 1.02. Fmcim s'. It is hereb fo Revenues in the fiscal year en ed December 31, the maximum amount of prim ipal and interest 1 Bonds,. the Prior Bonds, the 1992A Bonds ani redemption of the Refunded Bonds from the proi on the Bonds from proceeds of the Bonds uni determined that the estimate Net Revenues v pledged to the payment thereof, to pay the priv Bonds, the 1992A Bonds and the 1999 Bonds he: 1.03. Sale of Bonds. The I suE independent financial advisors in connection it] Statutes, Section 475.60, subdivision 2, parag apl apply to the issuance of the Bonds. Bids ha e t Proposal approved by the resolution ad pte authorizing the sale of the Bonds, and the Co presented in conformity with the Terms ol Pr ascertained to be that of Dain Rauscher Inc. of purchase the Bonds at a price of $4,592,121.2 p] delivery and payment, on the further terms and c 1.04 Award of onds. The sale of and the Mayor and Manager I are hereby a o: execute a contract for the sale of the Bonds in ac faith deposit of the Purchaser shall be retained ar been delivered and shall be deducted from the faith checks of other bidders shall be returned to 1 1.05. Issuance of Bonds. The I sup by the covenants and agreements hereinafter set 1 required by the Constitution and laws of the Stai and to be performed precedent to and in the vs D DETAILS, PROM THE SECURI'T'Y I euncil of the City Bonds. The I -ior Bonds"). This ( the sale of $4,620,1 ponds) of the Issuer to Sta tes, Chapter xring in the years 21 Eunde I Bonds") and of the Issuer. The hues" to be derived ,res ol the Issuer. TI :)r Bo ds, the Genera: y dat d as of Noven rods, ries 1999B of beco ne due in any �utu the 999 Bonds as!, adj -eds the Bonds and the app 'ed to refund the U be ufficient, toge er :ipal f and interest on d due. has retained Ehler$ & the sale of the Bondsl Puy (9), the requirements as i en received in accordant by s Counciln c I. acil s publicly cotidji posal. The most falvora 4inne polis, Minnes�ta ( s act ed interest o all nditio ns hereinafter set fc he Bo ds is hereby a ar zed and directed on be� )rdane with the terms o depc sited by the Issuer i urchz se price paid at se em fc rthwith. is au orized by the I Act rth. ll acts, con . ns a of M esota to be one id iss ace of the Bond FOR Edina, Minnesota ner has presently ids, Series 1992C, il, by a resolution ;eneral Obligation uant to Minnesota . order to currently rough 2009 which .nce improvements > shall be payable the municipal golf currently payable ration Recreational 1992 (the "1992A uer, initially dated red that the Net 1 amount exceeds fiscal year on the ed to reflect the tyment of interest or Bonds. It is ith other sources Bonds, the Prior ,ssociates, Inc., as uant to Minnesota public sale do not with the Terms of Member 19, 2001 ed all sealed bids le of such bids is .e "Purchaser"), to ends to the day of !d to the Purchaser elf of the Issuer to the bid. The good ltil the Bonds have Lement. The good o secure the Bonds d things which are to exist, to happen having been done, existing, having happened and having been establish the form and terms of the Bonds, t forthwith. Section 2. Form of Bonds following form: UNITED STATES OF STATE O MI N COUNTY OF HED CITY OF DT_ GENERAL OBLIGATION R CR A Interest Rate Matu % January 1, I N REGISTERED OWNER: CEDE & CO. THE CITY OF EDINA, en acknowledges itself to be indebted and, forvE registered owner named above, or registere ass the maturity date specified above, with interest f above, or from the most recent interest pay en provided for, at the annual rate specified a ove July 1 in each year, commencing July 1, 2 02, registered at the close of business on the 5th immediately preceding month, all subject to e I redemption of the principal of this Bond efo presentation and surrender hereof at the office o Registrar, Transfer Agent and Paying Agent the under the Resolution described herein, the p inc: United States of America by check or draft f th the Finance Director as Bond Registrar has bee herein. This Bond iso a of an issue' the "Bonds") all of like date and tenor except as t se and maturity date, issued pur want to a reso utic 2001 (the "Resolution'), for e purpose of fine an swimming facilities and to re"d certain of the previously issued to finance improvements o t pursuant to and in full conformity with the rov of Minnesota thereunto enabling, including iru Statutes, Chapter 475. This Bond is payable ri.rr ice arena, swimming pool and liquor stores f tl by the Resolution, but the Issuer is required t interest thereon out of any funds of the Issuer Bonds are issuable only as fully registered one thereof, of single maturities. Bonds maturing in the years 00° stated maturity dates without option of priorpai it is now shall be 0 T ri I NAL FACILITY .A Date of i alIssue WE.Imber 1, 2001 epin County, My ue received, hereby ms, the principal an ereon from the date datewhich intere Inteo st hereon is r to tht person in lay ( hether or not a 1 ovisi ns referred to herd mat urity. The in�ereg the Finance Directory in 'Bond Registrar'), orj its ,al hereof, are payable in Issuer or the Bond kegii desi-mated under t1he l principal interest by the C: to outstanding issuer s recreation ons of the Constitu o >ota Laws 1961, Chap ily f om the net reven Issuer pledged to the law to pay maturinj net revenues are irjsi in denominations of 2008 are 'Bonds I for the Council to to issue the Bonds substantially the CTTSTP DOLLARS .a (the "Issuer"), uses to pay to the specified above, on ;final issue specified ; been paid or duly e on January 1 and name this Bond is xsiness day) of the i with respect to the hereon and, upon dina, Minnesota, as iccessor designated awful money of the rar if a successor to solution described it of $4,620,000 (the demption privilege ncil on October 16, e Issuers golf and it obligation bonds lilies and is issued id laws of the State i55, and Minnesota of the golf courses, ,ment of the Bonds incipal hereof and dent therefor. The 00 or any multiple on their respective ted maturity dates in the years 2009 through 201 are each subject tc the Issuer and in whole or in part, and if in par within any maturity, in $5,000 principal amount date thereafter, at a price equal to the principal interest to the date of redemption. At least thirty days prior to the da call for redemption will be mailed to the Bond Bond to be redeemed at his address appearing iv to give such mailed notice of redemptions hall redemption of any Bond not affected by su h d having been given as aforesaid, the Bonds o poi the redemption date, become due and payable from and after such date (unless the Issuer shall c such Bond or portions of Bonds shall cease tic bez Bond, a new Bond or Bonc s will be deliver, representing the remaining principal amount out As provided in the Resolution anc this Bond is transferable upon the books of t] Registrar, by the registered owner hereof in p writing upon surrender hereof together with a w Bond Registrar, duly executed by the re ' ter surrendered in exchange for Bonds of other autt exchange, the Issuer will cause a new Bond c r B( or registered owner, of the same aggregate rine and maturing on the same date, subject to reir charge required to be paid with respect to such tr The Issuer and the Bond Re 'str name this Bond is registered as the absolute own for the purpose of receiving payment and for all Bond Registrar shall be affected by any notice to 1 IT IS HEREBY CERTIFIED, REC conditions and things required by the Cons 'tui done, to exist, to happen and o be performe I pi order to make this Bond a va id and bindin gE terms, have been done, do ex' t, have happened form as so required; that in an by the Resol tioi principal of and interest on th Bonds so much c ice arena and liquor stores a shall be required parity with the pledge of such net revenues to f Issuer; if needed to pay the principal and int res upon all taxable property in the Issuer without issuance of this Bond does not cause the ind tee or statutory limitation. This Bond shall not be valid o be to any security or benefit under the Resolul 'on shall have been executed by the Bond Regis ar I or in the event the Finance Director is no longer s representatives of the Bond Registrar. edeription and pr in ff e maturities s elect?d by lot, on J mou it thereof to I set for redemption c egistrar and to the r the Bond Register, b tffect the validity of fect or failure. Offic eons of the Bonds so t the redemption pr ,fault in the payment interst. Upon the f 1 to e registered subject to certain Ii Issu er at the pri rson Dr by his att ittentrument of i ow er or his al be issued in thje : count, bearing �n hent for any t4x, r exchange. deem and treat d, whether this B urnoses. and nei TED, COVENANTS on and laws of the ?cedetkt to and in the feral obligation of th end h ive been perfoi the I suer has pledg the r et revenues of to pa such princips e pay nent of other c on th s Bond, ad val4 .imita 'on as to rate ness c f the Issuer to E neo bligatory for y pU itil tie Certificate of Au the i nanual signatu�e ok' ing as Bond Registr�r, of nt, at the option of by the Issuer and, 1, 2008 and on any ?med plus accrued Bond, notice of the !red owner of each defect in or failure >roceedings for the 6ce of redemption redeemed shall, on ?rein specified and redemption price) redemption of any �r without charge, ns set forth therein, office of the Bond iuly authorized in r satisfactory to the and may also be on such transfer or ne of the transferee ?st at the same rate ,e or governmental person in whose is overdue or not, the Issuer nor the JD AGREED acts, of Minnesota to be nce of this Bond in ier according to its in regular and due the payment of the suer's golf courses, L interest and on a nding bonds of the taxes will be levied count; and that the 1 any constitutional ose or be entitled mfication hereon e Bond Registrar, of the authorized IN WITNESS WHEREOF, the City of Edina, Hennepin City Council, has caused this Bond to be executed by a facsimile si the Manager and has caused this Bond to be dated as of the date set for Date of Authentication: CITY OF ED City Manager CERTIFICATE O A This is one of the Bonds delivered I City Finance Director, as Bond I The following abbreviations, Bond, shall be construed as though they wei regulations: TEN COM - - as tenants UNIF T: in common TEN ENT - - as tenants by the entireties JT TEN - - as joint tenants, with right of survivorship and not as tenants in common Additional abbreN FOR VALUE RECEIVED the unto Bond and all rights thereunder, and hereby it a kept for registration thereof, with full power Dated: CATION to the Re Minnesota, by its of the Mayor and w that all within. in the inscription on the face of this t in full according tP applicable laws or (Cust) (Minor) !r t Iniform Transfers to:i Minors ...................... (State)' magi also be used. to hereby sells, a titutes andIaplp sfer the w thi in the premises, i I OF ASSIGNEE:asst ent must c rreo, a it appears upon the ace K and transfers the within on the books s to this and with the name f the within Signature(s) must be guaranteed by an "eligible guarantor institution" meeting the requirements of the Bond Registrar, which require ents include membership or participation in the Securities Transfer Association Medalion Program (STAMP) or such other "signature guaranty program' as may be determined by the Bond Registrar in addition to or in substitution for STAMP, all in accordance with the Securities Exchange Act of 1934, as amended. Section 3. 3.01. Maturities, Interest RatE Issuer shall forthwith issue and deliver d Obligation Recreational Facility Bonds, S( November 1, 2001, shall be issuable in the thereof, shall mature on January 1 in the maturing in such years and amounts shall called for redemption at the rates per anni follows: Year Amount Rate 2003 $525,000 2.25% 2004 565,000 2.60 2005 585,000 2.85 2006 610,000 3.10 2007 615,000 3.35 2008 550,000 3.55 2009 550,000 3.70 2010 65,000 3.80 The Bonds shall be issuable The interest thereon and, upon surrender o described herein, the principal amount then Registrar. Each Bond shall be dated by the F 3.02. Interest Pa ment Dat January 1 and July 1 in each year, comme. appear of record in the bond register as o. immediately preceding month, whether or n will be computed on the basis of a 360 -day ) rounded pursuant to the rules of the Munici] in Y or anvl chdfiQe whatsoever. ,,hich shall b c " The Bonds ons of $5,000 or amounts set 0 1 from date of is. opposite su in fu y registered f rm,l' h Bond at the principal oil all be payable by check ar as of the date of its aq Interest on the Bo ds July 1, 2002, to thE o close of business or the ch day is a business day. :onsis . g of twelve 30 -dal ecuri ' s Rulemaking Bo4 ting of Bonds. The )minated "General .11 be dated as of y integral multiple below, and Bonds until paid or duly rs and amounts as Rate 3.90% 4.05 4.15 4.30 4.45 4.55 4.65 E single maturities. ce of the Registrar draft issued by the call be payable on ers thereof as such ifteenth day of the iterest on the Bonds months and will be 3.03. Registration. The Issuer transfer agent and paying ag nt (the Regist duties of the Issuer and the Registrar with re; (a) Register. The Registrar < which the Registrar shall provide fc registration of transfers and exchange exchanged. (b) Transfer of Bonds. Upon duly endorsed by the registered own of transfer, in form satisfactory to the thereof or by an attorney duly aut Registrar shall authenticate and del: transferees, one or more new Bonds as requested by the transferor. T] registration of any transfer after the payment date and until such interest (c) Exchange of Bonds. Wh owner for exchange, the Registrar shz of a like aggregate principal amoun registered owner or the owners actor (d) Cancellatio . All Bonds s promptly cancelled by 'the Registrar a (e) Improper or Unauthoriz( Registrar for transfer, the Registrar r that the endorsement on such Bon( genuine and that the requested trans no liability for its refusal, in good f deems improper or unauthorized. (f) Persons Deemed Owners. in whose name any Bond is at any t owner of such Bond, whether such receiving payment of, or on account for all other purposes, and all such F upon the owner's order shall be valic of the Issuer upon such Bond to the e, (g) Taxes, Fees and Charges. an exchange upon a partial redempti upon the owner there f sufficient tc governmental charge quired to be p (h) Mutilated,'Lost, Stolen or mutilated or be lost, stolen or destro amount, number, interest rate, matur and upon cancellation of any such n any such Bond lost, slen or destro3 and charges of the R gistrar in conr stolen or destroyed, upon receipt by 1 Bond was lost, stolen or destroyed, the Registrar of an appropriate bor satisfactory to it, in which both the I, ►al appo rit, and shall in# -). The effect of registrtido �ct there shall be as followi ill keep i it its principal offic Lhj regiltration of ownOrshi of lBond4 entitled to be teRis :) the Registrar for', r accompanied by duly executed by the registered of , I in th4 name of the a or Lstr may, nov r day of the mo it d; ite. any Bond is sui anti ate and deli est ate and ma y a thorized in .ctereq upon any tra t( ereafier disposed of as ansfe . When any Boi efuse to transfer the sa 3eparto instrument of lega y authorized. Tb to mi ke transfers whi Issue and the Registrar egiStEred in the bond re shall be overdue oil nc ie prijicipal of and ' ten ants so made to any sucl effec al to satisfy and, of the sum or sums so w or every transter or excr f a B d), the Registrar r aburse the Registrar for iii vith respect to such transf .roved Bonds. In case ani the R gistrar shall d live ate and tenor in exchartgo ted B nd or in lieu of apon e payment o tha ►n the ewith; and, in the egistr ir of evidenceatisl if the wnership theireof, j indemnity in form, sul and e Registrar shall bj 1 n, a bond registrar, and the rights and a bond register in of Bonds and the red, transferred or ansfer of any Bond written instrument .e registered owner ier in writing, the sated transferee or ount and maturity, .ose the books for edinR each interest by the registered more new Bonds requested by the ir exchange shall be acted by the Issuer. is presented to the until it is satisfied msfer is valid and registrar shall incur it, in its judgment, ay treat the person ;ter as the absolute for the purpose of on such Bond and !a owner or the liability )f Bonds (except for ay impose a charge ly tax, fee or other r or exchange. Bond shall become a new Bond of like ind substitution for I in substitution for easonable expenses ase of a Bond lost, ctory to it that such nd upon receipt by stance and amount named as obligees. All Bonds so surrendered to the Regi cancellation shall be given to the Issu has already matured or been called f( not be necessary to issue a new Bond 3.04. Appointment of Initial Director, as the initial Registrar. In the event entry -only system for the Bonds as descril defined in Section 3.07, determines to disc( Bonds and a new securities depository is not a suitable bank or trust company to act as acting as Registrar. The Issue_ reserves the r notice and upon the appointment of a suc Registrar shall deliver all cash and Bonds in i 3.05. Redem on. Bonds mE on their respective stated maturity dates wit in 2009 through 2017 are each subject to redE in part, and if in part, in the maturities select principal amounts selected by the Registr thereafter, at a redemption price equal to t accrued interest to the date of redemption. At least thirty days prior to t] shall cause notice of the call for redemption owner of each Bond to be redeemed, but no: redemption shall affect the validity of proce( by such defect or failure. The notice of redemption price, the numbers, interest rate., and the place at which the Bonds are to bE office of the Registrar. Offici,11 notice of red( or portions thereof so to be redeemed shall, c the redemption price therein specified and default in the payment of the redemption p bear interest. Bonds in a denomination lar integral multiple of $5,000. The owner of charge, upon surrender of such Bond to the denominations equal in principal amour surrendered. shall be cancelled by it the mutilated, lost, stole temp on in accordance to pa ment. trar. 17he Issuer hereby the Is uer determines to n paragraph (c) of Sect ie providing its service )intefor the Bonds, Ithe ssor eeistrar if the IFin reve any i Re 'strar, in !ssi n to the g in the years 2003 roi it optioji of prior pay nt, on, at the option of the Is the h suer and, within ai b lot, on January 1,1 20( p....incipid amount ther of 1 late set for redemption of A mailed to the Registrar !f ct in r failure to gi e S s for e redemption f a d mptin shall specq ti CUSI P numbers of tl e B r-endered for payme , w on having been give as, -i redei nption date, beccov andfter such dat (UJ such onds or portions 1 3.06. Preparation and Deliver, . T of the Manager and shall be executed on beh ilf e the Manager; provided that said signatu es facsimiles thereof. In case any officer whoSE sig appear on the Bonds shall cease to be suh e signature or facsimile shall nevertheless be alit such officer had remained in office until de 'vej shall be valid or obligatory for any purpose or Resolution unless and until a {certificate of a the by the manual signature of th Registrar, or in th as Registrar, an authorized representative of th different Bonds need not be signed by the San may be ned in Ararone or more new be inredeemed nbrti, .e Bor ds shall be pre] the IE suer by the sig .iay be printed, enj ature or a facsimile ficer efore the deli and slufficient for all i to any se( 1 on such Bi the Finance d evidence of such or destroyed Bond h its terms, it shall points the Finance 3continue the book L 2.07, or DTC, as vith respect to the quer will designate ze Director is then )n thirty (30) days' -it the predecessor gistrar. h 2008 are payable it Bonds maturing er and in whole or maturity, in $5,000 and on any date be redeemed plus iy Bond, the Issuer id to the registered :h mailed notice of 7 Bond not affected redemption date, ids to be redeemed ich is the principal foresaid, the Bonds due and payable at ass the Issuer shall ereof shall cease to �d in part in any 1 receive without -ids in authorized of the Bond so under the direction 2s of the Mayor and d, or lithographed Lose signature, shall of any Bond, such oses, the same as if execution, no Bond benefit under this been duly executed r is no longer acting f authentication on !cuted certificate of authentication on each Bond shall be concl siv( delivered under this Resolution. When the Bor they shall be delivered by the Manager to the Pu: accordance with the contract of sale heretofore rr be obligated to see to the application of the p rch 3.07. Securities Depository. () B shall have the following mean gs: "Beneficial Owner" shall mean, person in whose name such Bond is recorded Participant on the records of such Participant or, "Cede & Co." shall mean Cede & nominee of DTC with respect o the Bonds. "DTC" shallIse an The Deposi ory "Participant"all mean any rok( which DTC holds Bonds as urities deposit)ry. "Representation Letter" shall ea DTC previously executed by the Issuer and o fil( (b) The Bons shall be ' 'tial registered bonds, and one Bond shall be issu ad iv of the Bonds. Upon initial issuance, the owner bond register in the name of Cede & Co., as nomi treat DTC (or its nominee) as he sole and e clus for the purposes of payment of the principal of c portions thereof to be redeemed, if any, giving a registered owners of Bonds under this resolittior other purposes whatsoever; and neither the Ref notice to the contrary. Neither the Registrar ni obligation to any Participant,y person cla min under or through DTC or any Participant, or any register as being a registered owner of any and maintained by DTC or any Participant, with resF of any amount with respect to the principal, of notice which is permitted or required to be given respect to the selection by DTC or any Partici ani of a partial redemption of the Bonds, or with resl by DTC as registered owner of the Bonds. 5o 1 Cede & Co., as nominee of DTC, the Registrar Bond, and shall give all notic s with respec to with the Representation Letter, and all such Fayrr and discharge the Issuers obligations with r spec to the extent of the sum or sums so paid. I authenticated Bond for each s parate stated ati make payments of principal md interest. Upor notice to the effect that DTC ias determined to Co., the Bonds will be transf arable to such nevi hereof. (c) In the e Beneficial Owners that they may notify DTC and the .t the Issuer able to obtai e that it been so upon payn I executed, of this vhenEver used with as the beneficial ov` ach person's subroge Co., e nominee of rust ompany of N -dea r, bank or oth ie . authenticated and Ak and authenticated, of t ie purchase price in thf Purchaser shall not t the epresentation ) ette with DTC. y issued as separately the principal amount of i hip o such Bonds s hall tee of DTC. The Re tral ve owner of the Bon s inter st on the Bonds, so y notice permitted or req registering the transfer c .strar nor the Issuer shall r the Issuer shall hajve a a be eficial ownership l other erson which i not >, wi respect to the acca pct to the payment by, DT ►r interest on the Boj ids, i o owr ers of Bonds der of any person to receive ect to any consent given c ing as any Bond is r gist tall p iy all principal of a uch E ond, only to C de I ants s all be valid and effi t to tt e principal of and ii f o person other than DI rity evidencing the o ligo deliv ary by DTC to the ;ubstilute a new nominee nominee in accordalnce nes, that it is in j he in the form of bothd c )TC shall notify the following terms to a Bond, the such Bond by a and any successor k, New York. ficial institution for from the Issuer to authenticated fully ach stated maturity )e registered in the and the Issuer may pstered in its name ecting the Bonds or tired to be given to E Bonds, and for all be affected by any iy responsibility or iterest in the Bonds shown on the bond racy of any records or any Participant with respect to any his resolution, with tyment in the event r other action taken red in the name of id interest on such : Co. in accordance ctive to fully satisfy terest on the Bonds C shall receive an ion of the Issuer to Zegistrar of written in place of Cede & Nith paragraph (d) interest of the ates, the Issuer civants of the availability through DTC of Bonds in the form of transferable in accordance with paragraph (d) providing its services with re pect to the Bonds the Registrar and discharging its responsibilities such event the Bonds will be transferable m cor, (d) In the event that any transf, paragraph (b) or (c) hereof, such transfer ore cha Registrar of the Bonds to be transferred or ex han the permitted transferee in a cordance wi i th( Bonds in the form of certifica es are issued ro of nominee for DTC as owner of ,all the Bonds, r ar Bonds, the provisions of this resolution shall including, without limitation, the printing of 3ucE method of payment of principal of and intere it or Section 4. Usei of Proceeds arid Construction Fund. Proce ds of the Bonds appropriated to pay and redeem the princial January 1, 2002. Any accrued interest on e B created pursuant to Section 5 hereof. All otlier separate Series 2001A General Obligation Recre "Construction Fund") which hall be create an separate account. The Construction Fund sha Improvements and of costs of issuance of the Bon of the Improvements, any amounts remaining in paid to the Sinking Fund created pursuant to Sec Bonds shall be deposited in the Sinking Fund crea Section 5. General ObhRation RE Bonds shall be payable from separate Seri?s 21 Bond Sinking Fund (the S' " g Fund) whic sh, the Issuer as a separate debt redemption fun un1 paid. There shall be credited to the Sinking F ind (a) Any amount initially deposited (b) All taxes le ied and all of ier i or appropriated to the payment of the principal, Revenues herein pledged and appropriated to tl valorem taxes levied for the payment of the Bond, (c) The sum of $2,896.54 from et separate subaccount in the Sinking Fund as a res( which amounts equal the averge annual amount Bonds and is required to be de�osited therein pur (d) Any other funds appropriated Section 6. Pledge of Net Revenue pledged and appropriated to the payment of the maintenance of the reserve account requiredby tl payment of the Bonds andm ' tenance of e r( such net revenues to the payient of the Pr or I Nothing herein shall preclude the Issue fr( appropriations of the Net Revenues for paym nt ( authorized if the Council determines before tl Le at ?r ' "cates. In such reo . DTC may c any time by giving th svect thereto 1 (d)I or exchange of P e shall be accomp I and appropriate ro "sions of this .ars other than Ce also pply to all r Bondin the form of such onds in the foi 1 the amount of $303 ies, which amo t $' mou t of the Refunoe principal )rids shall be deposifec D the Act. rocee Is of the Bond s trona Facility Bond C I ma" itained on the bc I be ised solely to d( Is. Upon completion ar the Construction Find tion of such additic Thereof. The rem suant to Section 4 , the Bonds will be ine to discontinue L- to the Issuer and applicable law. In is permitted under upon receipt by the ments of transfer to tion. In the event �o., its successor as as owner of all the 's relating thereto, certificates and the bond certificates. ional Facility Bond 00, are irrevocably 3onds on or before i the Sinking Fund 1 be deposited in a ;truction Fund (the s of the Issuer as a ty expenses of the payment of all costs .all be credited and ing proceeds of the eatinal Facility Bc nd Sinking Fund. The LA eneral Obliga on . ecreational Facility be reated and mats' ed on the books of the Bonds, and all ' ter t thereon, are fully Lerei n pursuant to iney which may at or interest on the Sinling Fund and veni ies, which amo t $' ,e fo the Bonds as: -equs principal and interest to ant I D the Act. the Council for thea T Net Revenuesar nds and interest thereof Act. The pledge of the T rve ccount on a parity ids, the 1992A Bo s hereafter makin f iddi 'onal obligatioi6s of .oriz tion of such additic 4 hereof. ne be received for including the Net sections of any ad be credited to a by the Act, and come due on the lent of the Bonds. hereby irrevocably when due and the let Revenues to the with the pledge of id the 1999 Bonds. ther pledges and the Issuer hereafter nal obligations that the estimated Net Revenues will be sufficient, tcgether with any otho so, rces pledged to the payment of the outstanding and additional obligations, for payment f tho outstanding bonds and such additional obligatio s. Such furtherple ges d appropriations b Net Revenues may be made superior or subordinate to, or on a party wil h, the pledge and s ppropriation. herein made. Section 7. Pledge of Taxing_ principal of and interest on the Bonds as suc credit and unlimited taxing powers of the Iss is, however, presently estima d that the fin provide sums not less than 5° in excess of 1 therefore no tax levy is presen ly required. Section 8. Defeasance. When in this section, all pledges, covenants ane registered owners of the Bonds shall cease respect to any Bonds which are due on any that date a sum sufficient for the payment when due, it may nevertheless be discharge for the payment thereof in full with intere deposit. The Issuer may also discharge its called for redemption on any date when 1 depositing with the Registrar n or before f and redemption premium, if any, which are has been duly given as provided herein. obligations with respect to any Bonds, su authorizing and regulating such action, b] qualified by law as an escrow agent for this l law to be so deposited, bearin' interest paya callable at the holders option on such dates redemption premiums to beco e due thereu Section 9. Countv Auditor Re of Monev. Ar 9.01. County Auditor Regis directed to file a certified copyIof this Resolu together with such other info mation as the said County Auditor a certificate that the required by law. 9.02. Certification of Procee( Auditor of Hennepin County are hereby aut Purchaser and to Dorsey & 'tney LLP, proceedings and records of the Issuer, and s may be required to show the facts relating tc same appear from the books and records known to them, and all such certified c heretofore furnished, shall be deemed rep therein. 9.03. Covenant The Issuer c, time of the Bonds that it will riot take or per agents any action which would cause the it under the Internal Revenue Code of 19f r the prompt 4nd ull payment of the respectively bocorI, e due, the full faith, and are herebirr vocably pledged. It iated pursuan to ction 5 hereof will 1 interest on the 13ds when due, and 11 oF the Eonds have been dis' arged as provided o er rij hts granted by 61A resolution to the e Issi ter may discharge is obligations with ate by de ositing with tl�te RE gistrar on or before ere f in 11; or, if any Bond should not be paid by lepositing with the e&lrar a sum sufficient accrued from the due 4ate o the date of such bligations with respect t prepayable Bonds ey are p epayable according to their terms, by it date an amount equal to the principal, interest ten due, I rovided that notice of such redemption I ME IssuE r may also at any, time discharge its lect to th provisions o la " now or hereafter depositing irrevocably in e' row, with a bank irp se, cash or securities whic h are authorized by le at such time and at such ral es and maturing or shall be r quired to pay ll pt Incipal, interest and to i aaturi y or said rede pti date. istr tionCertification of ro o edin s Investment ,es. atin. The Manager is her y authorized and :)n i vith the County Audi or q Hennepin County, 0I Auditor shall req irq nd to obtain from )nd3 havo been entered Ion is bond register as ins The officers of them Is r and the County ori2ed and directed to prepaie and furnish to the and Counsel to the Issuer, certified copies of all ch c ther affidavits, certifi at and information as the egali and marketatpI of the Bonds as the ride their custody and conil of or as otherwise pie,, certficates and af{fida its, including any ?sen tationsof the Issuer, as 111 the facts recited be on agrees with I he bkIders from time to n by any of iso 'cers, employees or Bonds to becom subject to taxation .ed (the "C9de", and Regulations promulgated thereunder (the Regulations), a the date of issue of the Bonds, and covenan ensure that the interest on the Bonds will nc Regulations. The improvements financed financed by the Bonds are public recreatioi general public on a substantially equal bas agreement or other contract respecting the j Bonds or security for the payment of the Box "private activity bonds" or "private loan bon 9.04. Arbitrage Rebate. The comply with the arbitrage rebate requiremer Code. 9.05. Arbitrage Certification. the Issuer charged with the responsibility fo, authorized and directed to execute and del: with the provisions of Section 148 of the Co( and circumstances in existence on the date reasonable to expect that theproceeds of th cause the Bonds to be arbitrag� bonds within 9.06. Official Statement. Th October 5, 2001, prepared and distributed on hereby approved. Ehlers & Associates, Inc prepare and distribute to the Purchaser a offering price, the interest rates, selling comf other information relating to the Certificates: Rule 15c2-12 adopted by the Securities a Exchange Act of 1934. Within seven business to the Purchaser a reasonable number of cop The officers of the Issuer are hereby authoriz be appropriate concerning the accuracy, corn Section 10. Continuin Disclo (a) Purpose and Beneficiarie information relating to the Bo ds and the se and other participating underwriters in th amendments to Rule 15c2-12 promulgated "SEC") under the Securitie Exchange A continuing disclosure (as inffect and inte enhance the marketability of the Bonds, the agreements for the benefit of the Owners Outstanding Bonds. The Issuer is the only the meaning of the Rule for purposes of ide disclosure must be made. If the Issuer fails to comply aggrieved thereby, including the Owners of at law or in equity may appear necessary or of any agreement or covenant contained in mandamus or specific perforfance. Direct, not be recoverable for any default hereunde uch are enacted or pron�ulg� to take any and all acti6ns 1 )e ome ssubject to taxation uu le, aid e Prior Bonds and fhe i I f ICilitiE s available for ! use e Bonds he Is suer will not enter pr Dvemnts financed b th e O whichwould cause the Bo beh pursuant to Section 141 of h ;s er sh 1 take such agtio o paragraphs (2) and o4 The Mayor and the Manager, issuing the Bonds pursu t ver o the Purchaser a crtifii le, aid the Regulations, s�atinj :)f is 3ue and delivery of the B e Bonds will not be used in 0 the meaniig of the Codeand t e O ficial 3tatement relating h beh if of e Issuer by E ers is hereb, r authorized obOl sup leme it to the Offic al $ ens tion, delivery date, the uo •equ ed tc be included in�the l� nd xchange Commission to dai's from the date hereof, thi ies c f the Official Statement -1dd di ted to executeSA Flet airn ness d sufficiency of tht T pro 'de for the pulic uri therefor and to perri u't pr mary offering of the B �y die Se urities and Ex�ha t of 1934 (17 C.F.R. § 0 Dret d from time to time tt Iss r hereby makes the dol as liereinidter defined) f or. 'ob gate person' in res'ec Aif g th entities in res e( ith any ovisions of "s So ny Dutst, mding Bonds, ay )pr priat to enforce perform thi Section 10, includin an id' ect, c nsequential an p to a exlent permitted y lab I j ted and in effect on -ithin its powers to der such Code and iprovements to be )y members of the Lnto any lease, use Prior Bonds or the 1s to be considered ie Code. as are required to lection 148(f) of the ,eing the officers of this resolution, are tion in accordance the facts, estimates nds which make it nanner that would D the Bonds, dated � Associates, Inc., is alf of the Issuer to atement listing the ierwriters and such )fficial Statement by ider the Securities Issuer shall deliver d such supplement. certificates, as may Official Statement. iilability of certain original purchaser .s to comply with Commission (the _2-12), relating to Rule"), which will ing covenants and me to time of the the Bonds within which continuing ion 10, any person ke whatever action nce and observance iction for a writ of itive damages shall Notwithstanding anything to the contrary contained herein, ' n event shall a defa> It der this Section 10 constitute a default under the onds or unde any other provision of t1* r6 Aution. As used in this Section 10, ' Ow er " o "Bondowner : me , in respect of a Bond, the registered owner or owners thereo appearing in the bond r gistc r maintained by the Registrar or any "Beneficial Owner" (as hereina ter defined) thereof, suI h Beneficial Owner provides to the Registrar evidence of such I eneficial ownership in form and substance reasonably satisfactory to the Registrar. As se of a Bond, any person or ent4 which (i) has e here' ' " means, in respect ower, directly or ind:rectl , to vote or consent with respect to, or to dispose of ownership o , su zh Bond (including p rs or entities holding Bonds through nominees, depositories oro er 'intermE liaries), or (b) is trO ited as the owner of the Bond for federal income tax purposes. As used her in, "Outstand' g" hen used as of any particular time with referen e to Bonds meansall onds theretofore, r thereupon being, authenticated and delivered by the Registrar unGer thi Resolution except ') Bonds theretofore canceled by the Registrar or surrendered to tI Le Re istrar for canclella ' n; (ii) Bonds with respect to which the liability of the Issuer has been discharged in agcor nce with Section 8 hereof; and (iii) Bonds for the transfer or exc ang or in lieu of or in substitu tion for which other Bonds shall have been authenticated and deliverE d by e Registrar pu su t to this Resolution. (b) Information To Be Disclosed. a Isquer will provide, in, the manner set forth in subsection (c) hereof, either directly or indirec ily through an agent est ated by the Issuer, the following information ate following times: (1) on or beore 365 days afte the end of each fiscal! year of the Issuer, commencing with the fiscal year ending Deceml er 31, 001 the folio g, ancial information and operating data in respect of the Issuer (the " isclos re Informatio (A) the audited financial st tem nts o the Issuer fob such fiscal year, accompanied by the audit report and op nion of the accounts t o' government auditor relating thereto, as permittd o required by the laws of the State of Minnesota, containing balance sheets as of end of such Bs year and a statement of operations, changes in fund balances and cash flows for the fiscal year then ended, showing in comp rati e forni such figuresor e preceding fiscal year of the I uer, prepare in accordance with g ner, fly accepted accounting principles7romulgated b theFin cial Accountin St4 idards Board as modified in accordance with the governmental accon . g standards promulgated by the Governmental cco ting Standards Board of as otherwise provided under Minnesota law, as ' i of ct from time to time, or, if and to the extent such financial statements have not been prepared in accprd ce with such generally accepted a;counting principles for reasons beyond reasonable control of the Issuer, noting the discrepancies therefrom and lithe ffect thereof, and certified as to accuracy and complete ess in all material re�pec by the fiscal officer of the Issuer; and (B) To the extent not includ d in the financial state* nts eferred to in paragraph (A) hereof,) the informati fo such fiscal year or f r thd period most recently available of the type set forth below, which inf r 'on may be unaudited, but is to be certified as ti 3 ac uracy and completeness i all material respects by the Issuer's financial o1ficeiii to best of his or hq knowledge, which certification may be based on the rehabi Lity of information btained from governmental or third party sources: Current Property Valuatio ; La ger Taxpayers; Direct Deb.; Overlapping Debt; Debt Ra 'os; ax Le ies and Collection$ Net Tax Capacity Ra Employmer Notwithstanding the foregoin not available by the date specified, the Issu, financial statements in the format required Disclosur( Information and, within 10 days audited financial statements. Any or all of the Disclosure In updated a(s required hereby, from other do( been subniitted to each of the repositories ] SEC. If the document incorporated by refere from the iMunicipal Securities Rulemaking DisclosurO Information each document so in( If any part of the Disclosure Ij operation$ of the Issuer ha e materially Information need no longer be provided if t statement to such effect; provided, howeve: Issuer opejrations in respect of which data is Issuer determines that certainpecified data Material Fact (as defined in p ragraph (2) hE Disclosure Information shall include such ac operation. If the Disclosure Informatioi permittedjby this paragraph (b)(1) or subse Disclosur Information to be delivered hereu reasons fob the amendment and the effect of operating data provided. (2) In a timely manner, notic which is al Material Fact (as hereinafter defin( (A) Principal and interest I (B) Non-payment related c (C) Unscheduled draws difficulties; (D) Unscheduled draws difficul es; (E) Substitution of credit o (F) Adverse tax opinions security; (G) Modifications to rights (H) Bond calls; (I) Defeasances; (J) Release, substitution, securities; and (K) Rating changes. Asiused herein, a "Material Fact" is a a reasonal ly prudent investor would attach a Bond ori if not disclosed, would significant an investor from the Official Statement, generally available to the public. Notwithst, Trend; , if the audit( Tide on or bE ted financial ipt thereof, tl r tion ay be incorp, me nts, including officiE re' after referred to ur :e i 3 a fin 1 official state ,card. to the a Issuer sha -pc rated by reference. :)rr iation can no longer Langed or been discos IE suer iu icludes in the if such cperations hav )t ' -tcludE d in the Discic eo then from and after su iiti nal s ecified data regar is changed or this Se of ion (d), Eien the Issuer ha. Lder, to the extent necessary, my hang in the type of fin of e occurrence of any of 1): tym ent delinquencies; 4au Its; m debt service reserves on credit enhancements hq idity providers, or th it : )r elvents affecting the tax -i property securing to Which a subst� ince thereto in dE the total informa ition disclosed I the oreQoinQ ser .al statements are i date unaudited its as part of the shall provide the by reference, if it is ments, which have bsection (b) or the .t must be available rly identify in the erated because the , such Disclosure sure Information a replaced by other iformation and the rations would be a determination, the ig the replacement 10 is amended as include in the next i explanation of the Lcial information or following events financial financial to perform; status of the repayment of the r 'al 1i elihood exists that iding to buy, hold or sell n ofl ierwise available to Teer or information ce, "Material Fact" is also an event that would be deemed "materi I a Bond within the meaning of applicable fed discovery of the occurrence of the event. (3) In a timely manner, notice of th conditions: (A) the failure of the Issu t required under paragraph (b)(1) at the (B) the amendment or sup l subsection (d), together with a copy of explanation provided by the Issuer un( (C) the termination of the obli pursuant to subsection (d); (D) any chane in the acco m statements constituting a portion of tb E (E) any change in the fiscal ye (c) Manner of Disclos re. The Issuer in subsection (b) to the following entities by t as appropriate: (1) the information described in paraF recognized municipal securities informatir information depository then designated or o by the Rule (the "State Depository"), if any; (2) the information described in pi Municipal Securities Rulemaking Board and c (3) the information described in subse( rating of the Bonds and, at the expense of su ] writing such information, at; the time of subsection (c), as the case may be, or, if such i of release, at the time such information is to EE (d) Term; Amendmen s• Interpretatior (1) The covenants of :he Issuer in i Bonds are Outstanding. No ithstanding E the Issuer under this Section 10 shall terrain which the Issuer delivers to the Registrar an of legislative action or final judicial or admin Issuer to comply with the requirements c underwriters in the primary offering of the applicable requirements of the Securities Ex 1 laws successory thereto or amendatory there (2) This Section 10 (and the form an be amended or supplemented by the Issue provided in paragraph (c)(3) hereof) or the c of the City Council filed in the office of the Bond Counsel, who may rely on certificate subject to customary qualifications, to the e made in connection with a change in circ, regulation or a change in the identity, nate conducted by the Issuer, or (b) is require paragraph (b)(5) of the Rule; (ii) this Sectio oses of the p ties laws, as of any of provide the Disclo ure' spec ied thereunder.- rating of this Sectio 10 h amendment or supple� ;ubse on (d)(2); 2)ns o the Issuer un*r t { principles pursuant to ,closure Information are p the Issuer. �s to ake available the in ovv, vernight deliv6rv, i (1) f subsection (b), to sit ry under the Ru] I by the State of Minn rph (2) and (3) of sit Stat Depository, if any; (b), o any rating a enc ido er, to any Bo doN issi under para app patiInn is transmittedwi ztion 0 shall remai !ced' g sentence, he td be without furth( on of Bond Counsel five ctions or prod Lis Section 10 will ads t be in violat e Ac of 1934, as an nse t of 1 Cle of t of a Is: ect at: i u tance e or state b , or 10 as so nts of the D*Iosi to time, without Owners of arty B Issuer accorrtpart er and others and such amendMent that arises from: of the Issuer or tt tter complies wit mended or subvlt holding or sale of eted at the time of )flowing events or Information Dursuant to ent and any s Section 10 vhich the financial epared; and :)rmation described .ail or other means, ach then nationally and to any state to as contemplated section (b), to the nd then maintaining a ter who requests in (1) or (2) of this L a subsequent time feet so long as any the obligations of ,t as of any date on effect that, because s, the failure of the rause participating the Rule or other or any statutes or Information) may otice to (except as ds, by a resolution 1 by an opinion of ie opinion may be • supplement (a) is change in law or type of operations the provisions of ented would have A complied with the requir offering of the Bonds, givi and assuming that the R supplement was in effect supplement does not mate If the DisclosurE contemporaneously with t the amendment and the operating data being prov: Section 11. shall not be designated as of the Code. Section 12. shall be held to be invalid such section, paragraph c resolution. Section 13. of reference only and are provision hereof. Section 14. The Issuer authorizes the payment of issuance expe: date for further distributic Inc. Adopted this 16th day of C ATTEST: L, I �, ttci City Clerk STATE OF MINNESOTA COUNTY OF HENNEPIN CITY OF EDINA I, the undersigned duly appo attached and foregoing Resol , and as recorded in the Minu WITNESS my hand and seal �ments of paragra h ) (5) f the Rule at a me of ig effect to any ch ge ' circ instances app 'ca undE ale as in effect a d ' terpr ted at the time of the ax at the time of th primary offering; and (iii) s ch ax rially impair the in ere sof e Bondowners �un ` r the I Information is so amen ed, the Issuer gees ae effectiveness of uch amen Iment, an explanati' n of tl !ffedt, if any, of ec ge the type of fin ial it dedj hereunder. No Desi ation f alifie Tax-Exem t b ` tions "qualified tax-exe pt bliga 'ons" for purposesi' f Sec Severability. If an sec 'on, paragraph or pr visi n of t] or unenforceable f r reas n, the invalidi opal nenf r provision shall of affect ariy of the rema"nin' prov Headings. Head s ' this i esolution are i4cluo ad fox not a part hereof, d I shall i iot limit or define tie me Au orization of P m nt of Zertain Costs of Issuance Pur Thaser to forw d e amount of Bond 'e ds all lses Ito U.S. Trust om any, inneapolis, Cep ota, o m as directed by e Issuer's financial advis6r, If ilers c ►ctobler, 2001. Wi or )SS I ) CERTIFICAT OF i TTY LERK .nted and acting City ler for t e City of Edina do H eby c ution was duly adopt d by the E na City Council lat it� Regu es of said Regular M tin . I of said City this Jay if � I , 20 i � i C: I the primary r clause (i)(a) :iendment or aendment or .ule. to provide, Le reasons for formation or The Bonds ion 265(b)(3) its resolution :)rceability of .sions of this convenience aping of any )f the Bonds. xable to the n the closing z Associates, extify that the .ar Meeting of ty Clerk